Date: November 17, 2021
Time: 10:30 a.m. - 11:00 a.m. ET
Contact: Elise Hoffer, 513.352.6748, Elise.Hoffer@ThompsonHine.com
A complimentary webinar presented by Thompson Hine LLP
Join us for a mid-morning break to chat about hot topics and trends relevant to your business. Our concise and practical discussions will focus on a variety of developments that impact financial service industries, and we’ll offer insights and considerations that will certainly be of interest to you.
10:30 – 11:00 a.m. ET
The Ghosts of Section 36(b) Excessive Fee Litigation: Past, Present and Future
The Tenth Circuit’s recent decision in Obeslo, et al. v. Great-West Life & Annuity marked another victory for investment advisors in a decade-long wave of excessive fee litigation. This Coffee Chat explores the rise of excessive fee cases since 2010, whether the Great-West decision signals an end to Section 36(b) excessive fee cases, and what legal challenges advisors may face going forward.
Upcoming program in this series (you must register separately for each):
Contact Elise Hoffer
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